Doo Hong
Doo Hong is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Pasadena, CA, with 28 years of industry experience. Doo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
155 North Lake Avenue, Suite 430, Pasadena, CA, 91101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Doo owns Doo Hong Insurance, Health & Medicare Insurance, spending a few hours per week on it. He is also a board member of Hangeul Camp USA Inc, dedicating minimal time to it.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Cetera Investment Services LLC
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.