Lance Swanson is a registered investment advisor at Diablo Vista Capital, LLC, based in Walnut Creek, CA, with 21 years of industry experience. Lance operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients with $90M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Diablo Vista Capital manages a private investment fund and charges a quarterly management fee of 0.5% (2% annually) of the opening balance of each investor's capital account. The firm also charges a performance allocation equal to 20% of the net new profit in each capital account.
Location
1547 Palos Verdes Mall, #164, Walnut Creek, CA, 94597
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Diablo Vista Capital, LLC
Previous Registrations
Insight Capital Research & Management INC
State Registrations1 state
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