Jeffrey Holloway is a CFP-designated registered investment advisor, based in Kansas City, MO, with 28 years of industry experience.
Location
9 Westowne St, Kansas City, MO, 64068
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2014Settled
Customer Dispute
November 2003Closed-No Action
Customer Dispute
August 2002Denied
Other Business Activities
Jeffrey is a partner in a rental real estate business and an owner in two support companies, Holloway Harman & Associates and Holloway&Harman Capital Management. He also works as an independent contractor for the NFL, assisting with game day operations as a video operator, dedicating a few hours per week.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
February 2017 - Present · 9 yrs 3 mos
Raymond James Financial Services Advisors, INC
February 2017 - Present · 9 yrs 3 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
May 2010 - February 2017 · 6 yrs 9 mos
Wells Fargo Advisors Financial Network, LLC
May 2010 - February 2017 · 6 yrs 9 mos
Wells Fargo Advisors, LLC
November 2009 - May 2010 · 6 mos
Wells Fargo Advisors, LLCBroker
January 2008 - May 2010 · 2 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
February 2001 - January 2008 · 6 yrs 11 mos
Edward JonesBroker
March 1997 - February 2001 · 3 yrs 11 mos
State Registrations27 states
ALARAZCACOCTFLGAIAILINKSKYMDMNMONCNENJOHOKPASCTXUTVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.