TB
TB

Thomas Bowman

28 Years of Experience
Owings Mills, MD
Broker

Thomas Bowman is a registered investment advisor at Ameriprise Financial Services, LLC, based in Owings Mills, MD, with 28 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

300 Red Brook Blvd Ste 320, Owings Mills, MD, 21117

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas owns commercial and multi-family real estate properties and serves as Treasurer on the Board of Directors for Bowman. He also has outside employment with Bowman & Company, CPA, PC.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
September 2022 - Present · 3 yrs 8 mos
Ameriprise Financial Services, LLC
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Avantax Advisory Services
October 2012 - September 2022 · 9 yrs 11 mos
Avantax Investment Services, INC.Broker
October 2012 - September 2022 · 9 yrs 11 mos
NFP Securities, INC.Broker
January 2010 - November 2012 · 2 yrs 10 mos
NFP Securities, INC.
January 2010 - November 2012 · 2 yrs 10 mos
Medallion Advisory Services, LLC
February 1999 - December 2009 · 10 yrs 10 mos
Medallion Investment Services, INC.Broker
January 1999 - December 2009 · 10 yrs 11 mos
Securities Service Network, INC.Broker
March 1997 - December 1998 · 1 yr 9 mos
State Registrations6 states
CTDCMDNCPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.