Thomas Riley
Thomas Riley is a CFA-designated registered investment advisor at Alpha Capital Family Office, LLC, based in Greenwood Village, CO, with 2 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 7 more. Their firm serves 147 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Investment management fees are based on a percentage of assets under management not to exceed 1.50% annually, billed quarterly in arrears. Family office services are charged a fixed annual fee ranging from $0 to $750,000. Fees are negotiable.
Fee Estimator
Location
5750 S. Ulster Circle East, Suite 300, Greenwood Village, CO, 80111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Alpha Capital Family Office, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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