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Noah Littin

8 Years of Experience
Wilton, CT
Broker

Noah Littin is a registered investment advisor at LPL Financial LLC, based in Wilton, CT, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Wilton, CT

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Noah operates under several DBAs for his LPL business, including Community Investment Services, CBNA Wealth Management, and Nottingham Investment Services, Inc. CBNA Wealth Management takes about a quarter of Noah's time.

Employment History
Current Registrations
LPL Financial LLC
July 2024 - Present · 2 yrs
LPL Financial LLCBroker
July 2024 - Present · 2 yrs
LPL Financial LLC
July 2024 - Present · 2 yrs
Previous Registrations
Blackrock Investments, LLCBroker
October 2021 - September 2022 · 11 mos
Blackrock Investment Management, LLC
October 2021 - September 2022 · 11 mos
Hsbc Securities (USA) INC.
December 2018 - August 2021 · 2 yrs 8 mos
Hsbc Securities (USA) INC.Broker
December 2018 - August 2021 · 2 yrs 8 mos
Deutsche Banc Alex. Brown INC.Broker
July 2001 - February 2002 · 7 mos
Credit Suisse First Boston CorporationBroker
May 1997 - August 1999 · 2 yrs 3 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Noah Littin - Financial Advisor | TrueAdvisor