TrueAdvisor
TrueAdvisor
DS
DS

David Scott Shapiro

Johnson Brunetti
27 Years of Experience
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Johnson Brunetti
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
26 advisors
Number of Clients
5,476 clients
Average Client Portfolio
$385K average
Assets Under Management
$2.1B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.60%
$250K - $1.0M1.50%
$1.0M - $2.0M1.20%
$2.0M - $3.0M1.00%
$3.0M - $5.0M0.80%
$5M+0.80%

Amounts over $5 million are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

100 Great Meadow Road, Suite 502, Wethersfield, CT, 06109

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2001
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is a financial insurance agent selling fixed annuities and life insurance.

Employment History
Current Registrations
Johnson Brunetti
May 2018 - Present · 7 yrs 9 mos
Previous Registrations
Cnl Securities CORP.Broker
February 2004 - March 2018 · 14 yrs 1 mo
Hillcrest Asset Management, INC.Broker
October 2002 - January 2006 · 3 yrs 3 mos
Janney Montgomery Scott LLCBroker
October 1998 - November 2001 · 3 yrs 1 mo
Raymond James & Associates, INC.Broker
May 1997 - October 1998 · 1 yr 5 mos
State Registrations2 states
CTMA
Advisor
Exams
No exam information available for this advisor.