Jeffrey Dewees is a registered investment advisor, based in Aliso Viejo, CA, with 29 years of industry experience.
Location
30 Enterprise Dr, Ste 100, Aliso Viejo, CA, 92656
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Jeffrey is an officer/director at Auric Capital Partners, an outside business activity. He spends about 10-20% of his time on this activity, with a few hours per week dedicated to securities trading.
Employment History
Current Registrations
Sanctuary Securities, INC.Broker
September 2022 - Present · 3 yrs 8 mos
Sanctuary Advisors, LLC
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 1998 - September 2022 · 24 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1997 - September 2022 · 25 yrs 7 mos
State Registrations20 states
AZCACOFLILINMDMIMSMTNCNJNYOHPATNTXUTWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.