Ravi Malhotra is a registered investment advisor at Oak & Reed Capital Management, LLC, based in Brooklyn, NY, with 20 years of industry experience. Ravi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 23 clients with $19M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Oak & Reed Capital Management offers two investment management options:
- Comprehensive Portfolio Management: Fees are up to 2.25% annually of the value of your account.
- Asset Management: Fees are up to 2.00% annually of the value of your account.
Fees are billed quarterly, based on the value of your account on the last day of the previous quarter.
Location
Brooklyn, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Oak & Reed Capital Management, LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
State Registrations2 states
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