AB
AB

Athol Joe Bias

28 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
176 advisors
Number of Clients
17,372 clients
Average Client Portfolio
$405K average
Assets Under Management
$7.0B

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.75%
$250K - $1.0M2.50%
$1M+2.00%

Fees and breakpoints are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

115 Main Street, Castalia, OH, 44824

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Athol is an elected official for Margaretta Township, dedicating minimal time each week, and owns investment property with his wife. He also represents Margaretta Township on the Sandhill Cemetery Board, which requires minimal time commitment annually.

Employment History
Current Registrations
B. Riley Wealth Advisors, INC.
August 2022 - Present · 3 yrs 6 mos
B. Riley Wealth ManagementBroker
March 2007 - Present · 18 yrs 11 mos
Previous Registrations
B Riley Wealth Management
March 2007 - December 2022 · 15 yrs 9 mos
Capital Securities of America, INC.
January 2005 - March 2007 · 2 yrs 2 mos
Capital Securities of America, INC.Broker
January 2005 - March 2007 · 2 yrs 2 mos
Merrill Lynch Pierce Fenner & Smith INC.
August 1998 - January 2005 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1997 - January 2005 · 7 yrs 8 mos
State Registrations13 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.