Jose Vidal is a registered investment advisor, based in Miami, FL, with 29 years of industry experience. Jose is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Miami, FL
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Regulatory History (1)
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Customer Dispute
November 2016Settled
Other Business Activities
Jose is a financial advisor with Insigneo Advisory Services, focusing on investment advisory, portfolio creation, and asset allocation, dedicating a significant amount of time to this. He also owns JAV Wealth Management LLC for tax purposes, spending minimal time on it.
Employment History
Current Registrations
Insigneo Securities, LLC
October 2020 - Present · 6 yrs
Insigneo Advisory Services, LLC
October 2020 - Present · 6 yrs
Insigneo Securities, LLCBroker
October 2020 - Present · 6 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2009 - October 2020 · 11 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
February 2009 - October 2020 · 11 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 1997 - February 2009 · 11 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1997 - February 2009 · 11 yrs 8 mos
State Registrations5 states
CTDEFLPRTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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