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Christopher Ortiz

27 Years of Experience
Melville, NY
Broker

Christopher Ortiz is a registered investment advisor, based in Melville, NY, with 27 years of industry experience.

Location

425 Broadhollow Rd Suite 325, Melville, NY, 11747

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher works full-time as a registered representative/advisor for Fincadia LLC, Fincadia Capital Partners LLC, and Fincadia Wealth Management LLC. He also owns Carol's Army Inc., a charity, dedicating minimal time to it.

Employment History
Current Registrations
Arete Wealth Management, LLCBroker
July 2022 - Present · 3 yrs 10 mos
Arete Wealth Advisors, LLC
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
National Asset Management, INC.
May 2008 - July 2022 · 14 yrs 2 mos
National Securities CorporationBroker
January 2004 - July 2022 · 18 yrs 6 mos
Continental Broker-Dealer CORP.Broker
December 2000 - January 2004 · 3 yrs 1 mo
Global Capital Securities CorporationBroker
September 1999 - January 2001 · 1 yr 4 mos
Seaboard Securities, INC.Broker
November 1997 - October 1998 · 11 mos
Vtr Capital, INC.Broker
May 1997 - November 1997 · 6 mos
The J.B. Sutton Group, LLCBroker
April 1997 - April 1997 · 0 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Christopher Ortiz - Financial Advisor | TrueAdvisor