Miles James
Miles James is a registered investment advisor at Cetera Investment Advisers LLC, based in Willow Springs, MO, with 29 years of industry experience. Miles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
110 Bear Drive, Suite 1, Willow Springs, MO, 65793
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2019Customer Dispute
July 2018Other Business ActivitiesSells Insurance
Miles sells life, health, disability, annuities, and long-term care insurance as an insurance agent, dedicating minimal time to this activity. He also owns Eleven Point Financial Advisors, his securities business, and spends about a quarter of his time on it. Finally, Miles owns a cattle sales business, dedicating minimal time to it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Cetera Investment Advisers LLC
Cetera Investment Services LLC
Cetera Investment Services LLCBroker
First Springfield Securities, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.