Ronnie Caruthers is a registered investment advisor at Simplicity Wealth, based in Carlsbad, CA, with 21 years of industry experience. Ronnie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,619 clients with $3.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Simplicity Wealth's fees are based on a percentage of your assets under management, ranging from 0.10% to 2.00%. The specific fee depends on the services selected by your advisor. The fees cover investment management, research, monitoring, and other operational services. Additional fees may include model manager fees, custodial fees, and transaction fees. Simplicity Wealth also offers proprietary model portfolios.
Location
2011 Palomar Airport Rd, Suite 101, Carlsbad, CA, 92011
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ronnie was a College Planning Representative for Ducerus College Planning until 2022, dedicating nearly full-time hours to it. He is also the Founder of Caruthers Tax and Financial Solutions, offering tax and college planning services, and uses life insurance and short-term fixed annuities in the college planning process, and operates Caruthers Wealth Solutions, offering financial planning and advisory services, dedicating about 10-20% of his time to each.
Employment History
Current Registrations
Simplicity Wealth
Previous Registrations
Lifepro Asset Management
Foresters Equity Services, INC.
Foresters Equity Services, INC.
Next Financial Group, INC.
Commonwealth Financial Network
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.