Joseph Cuozzi is a registered investment advisor at LPL Financial LLC, based in Mt Pleasant, SC, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Mt Pleasant, SC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joseph operates his LPL business through EC Financial Group and Dowd Wealth Management. He also provides investment advisory services through Private Advisor Group, LLC, dedicating a significant amount of time to these activities, and JC Financial Group, LLC for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Private Advisor Group, LLC
Previous Registrations
Ftam Funds Distributor, INC.Broker
Alps Distributors, INC.Broker
Fifth Third Asset Management, INC.
Bisys Fund Services Limited PartnershipBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Seligman Advisors, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.