Frank Martin is a registered investment advisor at Row Management INC., based in Dola, OH, with 26 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 40 clients with $14M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
40 clients
Average Client Portfolio
$350K average
Assets Under Management
$14.0M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1M+ | 1.00% |
Fees are generally negotiable and memorialized in the client's advisory agreement.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
Dola, OH
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2023Final
Regulatory
October 2023Final
Criminal
January 1993Final Disposition
Employment History
Current Registrations
Row Management INC.
April 2026 - Present · 6 mos
Previous Registrations
LPL Financial LLC
August 2019 - February 2026 · 6 yrs 6 mos
LPL Financial LLCBroker
July 2019 - February 2026 · 6 yrs 7 mos
Arive Capital MarketsBroker
October 2015 - August 2019 · 3 yrs 10 mos
J.P. Turner & Company, L.L.C.Broker
August 2011 - October 2015 · 4 yrs 2 mos
J.P. Turner & Company, L.L.C.Broker
June 2009 - July 2010 · 1 yr 1 mo
Investors Capital CORP.Broker
March 2007 - December 2008 · 1 yr 9 mos
Source Capital Group, INC.Broker
December 2001 - March 2007 · 5 yrs 3 mos
Merit Capital Associates, INC.Broker
November 2001 - December 2001 · 1 mo
Bluestone Capital CORP.Broker
July 2001 - November 2001 · 4 mos
Dalton Kent Securities Group, INC.Broker
August 1999 - July 2001 · 1 yr 11 mos
Josephthal & CO., INC.Broker
February 1999 - June 1999 · 4 mos
Continental Broker-Dealer CORP.Broker
May 1997 - March 1998 · 10 mos
Gaines, Berland INC.Broker
March 1997 - June 1997 · 3 mos
State Registrations1 state
OH
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.