Raymond Chow
Raymond Chow is a registered investment advisor at Wedbush Securities INC., based in Pasadena, CA, with 29 years of industry experience. Raymond is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 10,048 clients with $5.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 3.00% |
| $250K - $500K | 2.80% |
| $500K - $1.0M | 2.50% |
| $1.0M - $3.0M | 1.90% |
| $3.0M - $5.0M | 1.60% |
| $5M+ | 1.60% |
Fees for accounts over $5,000,000 are negotiable. Accounts are subject to minimum annual fees ranging from $250 to $1,000 depending on the program.
Fee Estimator
Location
225 S. Lake Ave Penthouse, Pasadena, CA, 91101
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2025Other Business Activities
Raymond is a managing partner at River City Holdings, a real estate holding company, and treasurer of River City Advisors Inc. He also serves as a successor trustee for a client's trust, focusing on the investment management side.
Employment History
Current Registrations
Wedbush Securities INC.
Wedbush Securities INC.Broker
Previous Registrations
M. L. Stern & CO, LLC.
M.L. Stern & CO., LLC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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