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Cynthia Brown

22 Years of Experience
Annapolis, MD
Broker

Cynthia Brown is a registered investment advisor at Raymond James & Associates, INC., based in Annapolis, MD, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

2077 Somerville Road, Suite 320, Annapolis, MD, 21401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.Broker
August 2014 - September 2016 · 2 yrs 1 mo
Deutsche Bank Securities INC.
August 2014 - September 2016 · 2 yrs 1 mo
Deutsche Bank Securities INC.
March 2008 - January 2013 · 4 yrs 10 mos
Deutsche Bank Securities INC.Broker
April 2007 - January 2013 · 5 yrs 9 mos
Deutsche Bank Securities INC.Broker
January 2001 - June 2005 · 4 yrs 5 mos
Db Alex. Brown LLCBroker
December 1999 - January 2001 · 1 yr 1 mo
State Registrations38 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Cynthia Brown - Financial Advisor | TrueAdvisor