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CFP
KS
CFP

Kristen Smigelski

Regal Investment Advisors LLC
10 Years of Experience
Palm Beach Gardens, FL
BrokerSells Insurance
View SEC Summary
View SEC Summary

Kristen Smigelski is a CFP-designated registered investment advisor at Regal Investment Advisors LLC, based in Palm Beach Gardens, FL, with 10 years of industry experience. Kristen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 8,302 clients with $2.9B in assets under management.

Regal Investment Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
119 advisors
Number of Clients
8,302 clients
Average Client Portfolio
$347K average
Assets Under Management
$2.9B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Fees typically range from 0.30% to 1.00% per annum depending on account value and strategy composition. Fees and payment arrangements are negotiable on a case-by-case basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4440 PGA Boulevard, Suite 600, Palm Beach Gardens, FL, 33410

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kristen is an insurance agent, registered representative, and investment advisor representative through Forest Financial Planning Group, LLC. She dedicates full-time hours to providing financial and insurance services.

Employment History
Current Registrations
Regal Investment Advisors LLC
October 2019 - Present · 7 yrs
Regulus Financial Group, LLCBroker
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
Woodbury Financial Services, INC.Broker
March 2019 - August 2019 · 5 mos
Woodbury Financial Services, INC.
March 2019 - August 2019 · 5 mos
Questar Asset Management, INC.
May 2017 - March 2019 · 1 yr 10 mos
Questar Capital CorporationBroker
October 2015 - March 2019 · 3 yrs 5 mos
State Registrations4 states
CTFLTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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