BS
CFP
BS
CFP

Brendan Thomas Smith

26 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
43 advisors
Number of Clients
3,215 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$5.3B

Fee Structure

Minimum Investment:$250K
Minimum Annual Fee:$2,500
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Location

246 Goose Lane,, Suite 201, Guilford, CT, 06437

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brendan is an equity partner (less than 5%) at Exencial Wealth Advisors since 2023, dedicating his full work week to the firm. He also manages operations for an affiliated group, including tax preparation and group life and health insurance, spending a few hours per week on this activity.

Employment History
Current Registrations
Exencial Wealth Advisors
January 2023 - Present · 3 yrs 1 mo
Previous Registrations
Shoreline Financial Advisors, LLC
July 2008 - March 2023 · 14 yrs 8 mos
Purshe Kaplan Sterling InvestmentsBroker
June 2008 - September 2019 · 11 yrs 3 mos
Raymond James Financial Services
January 2000 - June 2008 · 8 yrs 5 mos
Raymond James Financial Services, INC.Broker
May 1999 - June 2008 · 9 yrs 1 mo
State Registrations6 states
CACTFLMANCOK
Advisor
Exams
No exam information available for this advisor.