MD
MD

Michael Dearth

28 Years of Experience
Lemont, IL
Broker

Michael Dearth is a registered investment advisor at Invesco Advisers, INC., based in Lemont, IL, with 28 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 61,236 clients with $760B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
210 advisors
Number of Clients
61,236 clients
Average Client Portfolio
$12.4M average
Assets Under Management
$756.9B

Fee Structure

Minimum Investment:$50M
Investment management only (planning not offered)

Invesco Advisers manages investments for clients through various strategies, with fees ranging from 0.01% to 1.50% annually, depending on the specific investment strategy and the amount invested. These fees cover investment advisory services but do not include brokerage, custody, or other service provider fees. Fees are negotiable in certain cases. Invesco Advisers may also act as a sub-advisor and share fees with other registered investment advisors.

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Location

Lemont, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael owns rental property since 2009. This activity is not investment-related.

Employment History
Current Registrations
Invesco Advisers, INC.
August 2011 - Present · 14 yrs 9 mos
Invesco Distributors, INC.
June 2010 - Present · 15 yrs 11 mos
Invesco Distributors, INC.Broker
June 2010 - Present · 15 yrs 11 mos
Previous Registrations
Van Kampen Funds INC.Broker
March 1998 - June 2010 · 12 yrs 3 mos
Nylife Securities INC.Broker
April 1997 - March 1998 · 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.