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Paul Walkington

Em Financial Services, LLC
29 Years of Experience
Miami, FL
Sells Insurance
View SEC Summary
View SEC Summary

Paul Walkington is a registered investment advisor at Em Financial Services, LLC, based in Miami, FL, with 29 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 7 clients with $1.4M in assets under management.

Em Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
7 clients
Average Client Portfolio
$197K average
Assets Under Management
$1.4M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.50%
$500K - $1.0M1.00%
$1.0M - $1.5M0.90%
$1.5M - $2.0M0.85%
$2.0M - $5.0M0.80%
$5M+0.70%

Fees are negotiable based on historical relationship, asset type, anticipated future assets, and account composition. Cash is included in asset calculations.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

13500 SW 88th St., Suite 287, Miami, FL, 33186

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Paul is a representative for Legend Financial Marketing Services, focusing on insurance and annuity sales and running proposals, dedicating a few hours per week. He also deals with health benefits, fixed insurance products, and Medicare.

Employment History
Current Registrations
Em Financial Services, LLC
October 2025 - Present · 1 yr
Previous Registrations
Sb Advisory, LLC
December 2021 - October 2025 · 3 yrs 10 mos
San Blas Securities LLCBroker
December 2021 - October 2025 · 3 yrs 10 mos
Brokers Financial
February 2018 - December 2021 · 3 yrs 10 mos
Brokers International Financial Services, LLC.Broker
February 2018 - December 2021 · 3 yrs 10 mos
National Asset Management, INC.
September 2015 - February 2018 · 2 yrs 5 mos
National Securities CorporationBroker
August 2015 - February 2018 · 2 yrs 6 mos
Questar Asset Management, INC.
August 2012 - August 2015 · 3 yrs
Questar Capital CorporationBroker
July 2012 - August 2015 · 3 yrs 1 mo
Woodbury Financial Services, INC.
June 2012 - August 2012 · 2 mos
Woodbury Financial Services, INC.Broker
June 2012 - August 2012 · 2 mos
VALIC Financial Advisors, INC.
April 2003 - June 2012 · 9 yrs 2 mos
VALIC Financial Advisors, INC.Broker
October 2000 - June 2012 · 11 yrs 8 mos
The Variable Annuity Marketing CompanyBroker
October 2000 - December 2001 · 1 yr 2 mos
AXA Advisors, LLCBroker
March 1999 - October 2000 · 1 yr 7 mos
The Equitable Life Assurance Society of the United StatesBroker
March 1999 - January 2000 · 10 mos
Eq Financial Consultants, INC.Broker
February 1999 - March 1999 · 1 mo
The Equitable Life Assurance Society of the United StatesBroker
February 1999 - March 1999 · 1 mo
PFS Investments INC.Broker
April 1997 - February 1999 · 1 yr 10 mos
State Registrations2 states
FLTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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