DG
CFP
DG
CFP

Don Guggemos

29 Years of Experience
Winsted, MN
1 DisclosureBroker

Don Guggemos is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Winsted, MN, with 29 years of industry experience. Don operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

Winsted, MN

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History

Regulatory History (1)
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Judgment / Lien
November 2018
Other Business Activities

Don owns commercial real estate and serves on the board of directors for Guggemos. He is also president of Guggemos, is involved with the American Legion Post #407, and provides religious education for Holy Trinity Parish, dedicating a few hours per week to each activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2013 - Present · 12 yrs 6 mos
Ameriprise Financial Services, LLCBroker
March 1997 - Present · 29 yrs 2 mos
Ameriprise Financial Services, LLC
March 1997 - Present · 29 yrs 2 mos
Previous Registrations
Ids Life Insurance CompanyBroker
March 1997 - July 2006 · 9 yrs 4 mos
State Registrations10 states
AZFLINMNMONCNDSCTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Don Guggemos - Financial Advisor | TrueAdvisor