LC
LC

Laura Cook

26 Years of Experience
Princeton, NJ
Broker

Laura Cook is a registered investment advisor at Raymond James & Associates, INC., based in Princeton, NJ, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

902 Carnegie Center, Suite 320, Princeton, NJ, 08540

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
March 2020 - Present · 6 yrs 4 mos
Raymond James & Associates, INC.
March 2020 - Present · 6 yrs 4 mos
Raymond James & Associates, INC.Broker
March 2020 - Present · 6 yrs 4 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
February 2020 - March 2020 · 1 mo
Raymond James & Associates, INC.
February 2009 - May 2018 · 9 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2009 - May 2018 · 9 yrs 3 mos
Raymond James & Associates, INC.
July 2007 - December 2008 · 1 yr 5 mos
Raymond James & Associates, INC.Broker
July 2007 - December 2008 · 1 yr 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 2007 - July 2007 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2000 - July 2007 · 7 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1997 - February 1999 · 1 yr 10 mos
State Registrations1 state
NJ
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Laura Cook - Financial Advisor | TrueAdvisor