MW
ChFC
MW
ChFC
Malcolm Walker is a ChFC-designated registered investment advisor, based in Largo, FL, with 29 years of industry experience. Malcolm is also registered as a broker, so some compensation may come from commissions on products sold.
Location
10706 115th Avenue, Largo, FL, 33778
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2015Denied
Customer Dispute
May 2009Denied
Other Business ActivitiesSells Insurance
Malcolm sells fixed insurance, provides tax preparation and consulting, and is the CEO/Owner of Excella Wealth Properties, Inc., a holding company for commercial properties. He also co-owns rental properties in Florida and Pennsylvania; each of these activities takes minimal time.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
September 2025 - Present · 1 yr 1 mo
Kestra Advisory Services, LLC
September 2025 - Present · 1 yr 1 mo
Previous Registrations
Commonwealth Financial Network
August 2016 - September 2025 · 9 yrs 1 mo
Commonwealth Financial NetworkBroker
August 2016 - September 2025 · 9 yrs 1 mo
Msi Financial Services, INC.Broker
June 2016 - August 2016 · 2 mos
Msi Financial Services, INC.
June 2016 - August 2016 · 2 mos
Metlife Securities INC.
September 2007 - June 2016 · 8 yrs 9 mos
Metlife Securities, INCBroker
April 1997 - June 2016 · 19 yrs 2 mos
Metropolitan Life Insurance CompanyBroker
April 1997 - July 2007 · 10 yrs 3 mos
State Registrations15 states
ALAZCACTFLGAMANCNYOHPASCTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Curtis Chambers, CFPLPL Financial LLC
- Gregory Reichold, CFPHighpoint Planning Partners
- Brenda Ehrke, CFP, ChFCEdward Jones
- Simon Tingling, CFADesigned Wealth USA LTD.
- Hunter Burnette, CFPRaymond James & Associates, INC.
- Noelle Daniel, CFPLPL Financial LLC