Thomas Warden is a registered investment advisor at Warden Wealth Management, LLC, based in Milwaukee, WI, with 19 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 30 clients with $23M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 2.00% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 0.75% |
Minimum annual client fee of $10,000. Compensation for services is negotiable in certain cases, and may be waived for certain services.
Fee Estimator
Location
600 East Wisconsin Ave, Suite 107, Milwaukee, WI, 53202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is the president of the City Lights Condominium Association and the owner of Warden Business Management, LLC, a consulting firm, spending minimal time on each. He is also a member and agent for Warden Farm, LLC, a family-owned farm property, spending minimal time on this as well.
Employment History
Current Registrations
Warden Wealth Management, LLC
Previous Registrations
Warden Wealth Management, LLC
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. Incorporated
Morgan Stanley
State Registrations2 states
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