Nicole Williams is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2000 Westchester Avenue, Purchase, NY, 10577-2530
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
August 2019 - Present · 7 yrs 1 mo
Morgan Stanley
August 2019 - Present · 7 yrs 1 mo
Morgan StanleyBroker
August 2019 - Present · 7 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
May 2016 - July 2019 · 3 yrs 2 mos
Wells Fargo Clearing Services, LLC
May 2016 - July 2019 · 3 yrs 2 mos
Ast Investment Services, INC.
December 2014 - May 2016 · 1 yr 5 mos
Prudential Annuities Distributors, INCBroker
December 2014 - May 2016 · 1 yr 5 mos
Edward Jones
September 2014 - November 2014 · 2 mos
Edward JonesBroker
June 2014 - November 2014 · 5 mos
Walnut Street Securities, INC.Broker
January 2004 - April 2005 · 1 yr 3 mos
A I M Distributors, INC.Broker
May 2001 - January 2002 · 8 mos
American Skandia Marketing, INC.Broker
September 2000 - January 2001 · 4 mos
American Skandia Marketing, INC.Broker
May 1999 - July 1999 · 2 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.