Joseph Romei
Joseph Romei is a registered investment advisor at Newedge Advisors, based in New Orleans, LA, with 28 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 42,946 clients with $27B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NewEdge Advisors manages investments through a wrap fee program. Clients pay a single annual fee, not to exceed 2.50%, which covers investment advice and custodial transaction costs. The fee is calculated based on the value of the account and is billed quarterly in advance. Fees are negotiable. Clients may pay more for the wrap fee service than they would for non-wrap services, depending on their account's trading activity.
Location
858 Camp Street, New Orleans, LA, 70130
Get directionsHistory
Regulatory History (2)
Regulatory
December 2014Customer Dispute
June 2009Other Business ActivitiesSells Insurance
Joseph is a Certified Public Accountant and owner of Romei Wealth Management LLC, offering securities and investment advisory services. He also sells insurance products, including fixed annuities and life/health insurance, but spends minimal time on this, and invests in real estate properties.
Employment History
Current Registrations
Newedge Advisors
Previous Registrations
Wayne Wealth Management, INC.
Next Financial Group, INC.
Next Financial Group, INC.Broker
Asset & Financial Planning, LTD
Prime Capital Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.