David Stewart
David Stewart is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Colchester, CT, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
219 South Main Street, Colchester, CT, 06415
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2003Other Business Activities
David works as a financial advisor for Liberty Bank and Liberty Bank Investment Services, dedicating about half his time to each. One role is investment-related, while the other is a support company position.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
PFS Investments INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.