Nikki Moore is a registered investment advisor at LPL Financial LLC, based in Evansville, IN, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1900 Hirschland Rd, Evansville, IN, 47715
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Regulatory History (1)
Customer Dispute
February 2024Other Business Activities
Nikki works full-time as an advisor for Evansville Teachers FCU since 2013. Nikki also works full-time as VP and Wealth Advisor for Liberty Federal Credit Union since 2022 and about a quarter of her time for Liberty Wealth Services as DBA for LPL Business since 2022.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
Wachovia Securities, LLCBroker
Citigroup Global Markets INC.Broker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.