KD
KD

Keith Dronen

28 Years of Experience
Chicago, IL
Broker

Keith Dronen is a registered investment advisor at LPL Financial LLC, based in Chicago, IL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

200 South Wacker Drive, 31st Floor, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Keith operates under the DBA Dronen Financial Services, LLC, since 2009.

Employment History
Current Registrations
LPL Financial LLC
August 2009 - Present · 16 yrs 9 mos
LPL Financial LLC
August 2009 - Present · 16 yrs 9 mos
LPL Financial LLCBroker
August 2009 - Present · 16 yrs 9 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - September 2009 · 3 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2009 · 3 mos
Citigroup Global Markets INC.
December 1997 - June 2009 · 11 yrs 6 mos
Citigroup Global Markets INC.Broker
April 1997 - June 2009 · 12 yrs 2 mos
State Registrations24 states
AKAZCACODCFLIAILINLAMAMIMONCNJNYOHPASCTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Keith Dronen - Financial Advisor | TrueAdvisor