Thomas Swift
Thomas Swift is a registered investment advisor at Financial Avengers, INC., based in Oakland, CA, with 25 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 214 clients with $430M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
For accounts where the primary objective is withdrawal (retirement or disability), the annual fee is 0.50%. Fees may be negotiable based on various factors.
Fee Estimator
Location
827 Broadway, Suite 210, Oakland, CA, 94607
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an independent insurance agent for various companies. He also spends minimal time writing and producing entertainment content, as well as managing a family-owned vacation rental property.
Employment History
Current Registrations
Financial Avengers, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.