James Frawley
James Frawley is a ChFC-designated registered investment advisor at Westside Investment Management, LLC, based in Santa Monica, CA, with 28 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Retirement Planning, Tax Planning. Their firm serves 890 clients with $890M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Westside Investment Management charges a fee based on a percentage of the assets they manage. The exact percentage can vary up to 1.50% depending on factors like the amount of assets, complexity, and scope of services. The firm also participates in programs with SEI, where fees range from 0% to 1.50%, not including SEI's program fee. For monitoring other money managers, the fee also ranges from 0% to 1.50%.
Location
2444 Wilshire Boulevard, Suite 303, Santa Monica, CA, 90403
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Regulatory History (1)
Regulatory
May 2000Other Business ActivitiesSells Insurance
James is involved in several business activities, including non-variable insurance sales since 2004 and real estate rentals through various TAD Holdings LLCs. He also dedicates about three-quarters of his time to Westside Investment Management, as an investment advisor.
Employment History
Current Registrations
Westside Investment Management, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.