JM
JM

Joseph Mcauley

28 Years of Experience
Charleston, SC
Broker

Joseph Mcauley is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Charleston, SC, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

25 Calhoun Street, Suite 200, Charleston, SC, 29401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
April 2014 - Present · 12 yrs 1 mo
Robert W. Baird & CO. IncorporatedBroker
April 2014 - Present · 12 yrs 1 mo
Previous Registrations
Wells Fargo Advisors, LLC
January 2008 - April 2014 · 6 yrs 3 mos
Wells Fargo Advisors, LLCBroker
January 2008 - April 2014 · 6 yrs 3 mos
A. G. Edwards & Sons, INC.
June 2005 - January 2008 · 2 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
May 1997 - January 2008 · 10 yrs 8 mos
State Registrations22 states
CACOCTFLGAILKYMAMIMONCNHNJNYORPASCTNTXUTVAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.