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Timothy Wooten

Transamerica Financial Advisors, LLC
29 Years of Experience
Portland, OR
1 DisclosureBrokerSells Insurance
View SEC Summary
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Timothy Wooten is a registered investment advisor at Transamerica Financial Advisors, LLC, based in Portland, OR, with 29 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,735 clients with $2.1B in assets under management.

Transamerica Financial Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1121 advisors
Number of Clients
42,735 clients
Average Client Portfolio
$49K average
Assets Under Management
$2.1B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.75%

Maximum total annual program fees are up to 2.75% for TFA365 and third-party manager programs, and up to 2.0% for Transamerica ONE. Fees vary based on the specific program, model portfolios selected, and negotiations with your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7421 SW Bridgeport Rd, Portland, OR, 97224

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History

Regulatory History (1)
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Customer Dispute
October 2013
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Timothy sells insurance and non-insurance products for companies affiliated with Transamerica Financial Advisors. He also serves as a Student Ministry Director at Westside Community Church, dedicating about a quarter of his time, and holds 12% ownership in MD's LLC, meeting once a month as needed.

Employment History
Current Registrations
Transamerica Financial Advisors, LLC
January 2012 - Present · 14 yrs 9 mos
Transamerica Financial Advisors, LLCBroker
January 2012 - Present · 14 yrs 9 mos
Previous Registrations
Investment Advisors International, INC.
March 2011 - January 2012 · 10 mos
World Group Securities, INC.Broker
April 2002 - January 2012 · 9 yrs 9 mos
Wma Securities, INC.Broker
April 1997 - April 2002 · 5 yrs
State Registrations2 states
ORWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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