AC
AC

Andre Conway

14 Years of Experience
Greensboro, NC
Broker

Andre Conway is a registered investment advisor at Morgan Stanley, based in Greensboro, NC, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

300 North Greene Street, Suite 1700, Greensboro, NC, 27401

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Andre is an officer for Alarm Service Company of America, Inc. He dedicates minimal time outside of business hours to administrative tasks.

Employment History
Current Registrations
Morgan Stanley
November 2019 - Present · 6 yrs 6 mos
Morgan StanleyBroker
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
T3 Trading Group, LLCBroker
November 2014 - May 2015 · 6 mos
Wts Proprietary Trading Group LLCBroker
July 2014 - November 2014 · 4 mos
Daiwa Capital Markets America INC.Broker
June 2011 - July 2013 · 2 yrs 1 mo
Deutsche Bank Securities INC.Broker
October 2009 - June 2011 · 1 yr 8 mos
Macquarie Capital (USA) INC.Broker
August 2006 - March 2009 · 2 yrs 7 mos
Ing Financial Markets LLCBroker
September 2005 - August 2006 · 11 mos
State Registrations25 states
ALARCADEFLGAIAILINNCNJNVNYOHOKPAPRRISCTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.