Dale Groce is a registered investment advisor, based in Glenshaw, PA, with 28 years of industry experience.
Location
1493 Butler Plank Road, Suite 8, Glenshaw, PA, 15116
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Regulatory History (1)
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Regulatory
August 2002Final
Other Business ActivitiesSells Insurance
Dale is an insurance agent selling insurance through B. Riley Wealth Insurance, dedicating a few hours per week. Dale is also the sole owner of Groce Financial, LLC, established for tax purposes, with all securities business conducted through B. Riley Wealth.
Employment History
Current Registrations
B. Riley Wealth ManagementBroker
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth Advisors, INC.
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
National Securities CorporationBroker
December 2009 - July 2022 · 12 yrs 7 mos
Gunnallen Financial, INC
May 2003 - December 2009 · 6 yrs 7 mos
Gunnallen Financial, INCBroker
May 2003 - December 2009 · 6 yrs 7 mos
First Montauk Securities CORP.Broker
October 1999 - March 2003 · 3 yrs 5 mos
Sunamerica Securities, INC.Broker
May 1997 - October 1999 · 2 yrs 5 mos
State Registrations13 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.