Ann Laufman
Ann Laufman is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Houston, TX, with 29 years of industry experience. Ann is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
3040 Post Oak Boulevard, Suite 2000, Houston, TX, 77056
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ann is an agent with Investors Mutual Agency and Ash Brokerage, selling health insurance, life insurance, and annuities, dedicating minimal time and a few hours per week, respectively. She also serves as a director for the Houston Family Business Association, spending a few hours per week helping to promote the organization.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Veravest Investment Advisors, INC.
Veravest Investments, INC.Broker
1717 Capital Management CompanyBroker
Royal Alliance Associates, INC.Broker
Pruco Securities CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jalen Blackmon, CFPMML Investors Services, LLC
- John Wilson, ChFCMML Investors Services, LLC
- Anna Dashkevich, CFPMML Investors Services, LLC
- Carl Scarbrough, CFP, ChFCMML Investors Services, LLC
- Genesis Loera, CFPMML Investors Services, LLC
- Bryan SmithMML Investors Services, LLC