John Goldsmith is a registered investment advisor at LPL Financial LLC, based in Ukiah, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
455 E Gobbi St, Suite A, Ukiah, CA, 95482
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2001Other Business Activities
John operates Rodgers & Goldsmith Wealth Management as a DBA for his LPL business since 2013. He is also a member of John L. Goldsmith LLC, dedicating nearly all of his time to this entity for accounting purposes.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.