Paula Rose
Paula Rose is a registered investment advisor at American Investors CO, based in El Sobrante, CA, with 29 years of industry experience. Paula is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 766 clients with $630M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees are negotiable. A fixed percentage rate of 1.5% or a negotiated fixed annual fee is also available in lieu of the tiered schedule.
Fee Estimator
Location
El Sobrante, CA
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Regulatory History (1)
Judgment / Lien
July 2011Other Business ActivitiesSells Insurance
Paula has been an insurance agent since 1997, selling life insurance. This activity requires minimal time.
Employment History
Current Registrations
American Investors CO
American Investors CompanyBroker
Previous Registrations
Oklo Financial, LLC
Wm Financial Services, INC.Broker
Great Western Financial Securities CorporationBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jeffrey Marks, ChFCState Farm Investment Management CORP.