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Thomas Robertson

28 Years of Experience
Tucson, AZ
Broker

Thomas Robertson is a registered investment advisor at Wells Fargo Advisors, based in Tucson, AZ, with 28 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1795 E Skyline Dr, Ste 141, Tucson, AZ, 85718

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
July 2006 - Present · 19 yrs 10 mos
Wells Fargo Advisors
July 2006 - Present · 19 yrs 10 mos
Previous Registrations
First Command Financial Planning, INC.
September 2005 - July 2006 · 10 mos
First Command Bank
June 2004 - September 2005 · 1 yr 3 mos
First Command Financial Planning, INC.Broker
July 1997 - July 2006 · 9 yrs
State Registrations32 states
AKALAZCACOCTFLGAHIIDILINKSMDMIMTNCNJNMNVNYOKORPARISCTXVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.