JB
JB

Janssen Barfield

12 Years of Experience
Bakersfield, CA
Broker

Janssen Barfield is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Bakersfield, CA, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

5080 California Ave, Bakersfield, CA, 93309

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2021 - Present · 5 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2020 - Present · 5 yrs 5 mos
Previous Registrations
Jefferson Pilot Securities CorporationBroker
September 2006 - April 2008 · 1 yr 7 mos
Pruco Securities, LLC.Broker
March 2003 - September 2005 · 2 yrs 6 mos
Rives, Leavell & CO.Broker
October 2001 - October 2002 · 1 yr
Prudential Securities IncorporatedBroker
October 2000 - August 2001 · 10 mos
Ba Investment Services, INC.Broker
June 1997 - October 1998 · 1 yr 4 mos
State Registrations12 states
AZCAFLIDMANCNVOHORSCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.