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Nicole Whitcomb

State Farm Investment Management CORP.
8 Years of Experience
Grants Pass, OR
1 DisclosureBrokerSells Insurance
View SEC Summary
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Nicole Whitcomb is a registered investment advisor at State Farm Investment Management CORP., based in Grants Pass, OR, with 8 years of industry experience. Nicole is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,575 clients with $13B in assets under management.

State Farm Investment Management CORP.
Compensation
Fee-Only (% of Portfolio)
Firm Size
7097 advisors
Number of Clients
3,575 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)
Minimum Annual Fee:$180
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K1.25%
$100K - $500K1.00%
$500K - $1.0M0.75%
$1M+0.50%

Customized fees may be negotiated for total account values of $10,000,000 or more. Certain fee reductions apply for employees and accounts funded from specific previously established brokerage accounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

115 SE 6th St., Grants Pass, OR, 97526

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2015
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Nicole owns Nicole Whitcomb's Insurance Agency, an insurance agency affiliated with State Farm, since 2021. She dedicates about half of her time to servicing customers and supervising employees.

Employment History
Current Registrations
State Farm Investment Management CORP.
March 2022 - Present · 4 yrs 7 mos
State Farm Vp Management CORP.
January 2022 - Present · 4 yrs 9 mos
State Farm Vp Management CORP.Broker
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
State Farm Investment Management CORP.
September 2021 - December 2021 · 3 mos
Wells Fargo Advisors, LLC
December 2012 - May 2015 · 2 yrs 5 mos
Wells Fargo Advisors, LLCBroker
December 2012 - May 2015 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2012 - December 2012 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2011 - December 2012 · 1 yr
State Registrations1 state
OR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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