Diana Cook
Diana Cook is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Canton, OH, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
4300 Munson St Nw, Canton, OH, 44718
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Regulatory History (1)
Regulatory
December 2007Other Business Activities
Diana owns Dished by Diana, a sole proprietorship where she makes and sells upcycled glass art, dedicating minimal time to it. She is also a fiduciary for F and L L, spending minimal time on duties.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Valmark Securities, INC.Broker
Pruco Securities, LLC.Broker
Allstate Financial Services, LLCBroker
Edward Jones
Edward JonesBroker
Banc One Securities CorporationBroker
State Registrations48 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.