Derek Dieterich is a CFP-designated registered investment advisor, based in Sweetwater, TN, with 24 years of industry experience.
Location
401 N Main St, Sweetwater, TN, 37874
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Derek works as a sports official, refereeing sports. This takes a few hours per week.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
May 2018 - Present · 8 yrs 4 mos
Cetera Investment Advisers LLC
April 2018 - Present · 8 yrs 5 mos
Previous Registrations
Aspire Private Wealth Counsel, LLC
April 2017 - January 2018 · 9 mos
Lincoln Financial Securities Corporation
February 2016 - July 2016 · 5 mos
Lincoln Financial Securities CorporationBroker
February 2016 - July 2016 · 5 mos
Purshe Kaplan Sterling InvestmentsBroker
August 2011 - February 2016 · 4 yrs 6 mos
LPL Financial CorporationBroker
September 2009 - April 2010 · 7 mos
Nationwide Securities, LLCBroker
June 2009 - September 2009 · 3 mos
First Tennessee Brokerage, INC.Broker
January 2001 - April 2009 · 8 yrs 3 mos
Securities Service Network, INC.Broker
April 1999 - January 2000 · 9 mos
Securities Service Network, INC.Broker
March 1999 - April 1999 · 1 mo
Invest Financial CorporationBroker
May 1998 - March 1999 · 10 mos
American Express Financial Advisors INC.Broker
April 1997 - October 1997 · 6 mos
Ids Life Insurance CompanyBroker
April 1997 - October 1997 · 6 mos
State Registrations4 states
CAGAMATN
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.