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Nicolas Bicking

28 Years of Experience
Powell, OH
1 DisclosureBroker

Nicolas Bicking is a registered investment advisor at D.A. Davidson & CO., based in Powell, OH, with 28 years of industry experience. Nicolas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3773 Attucks Dr, Powell, OH, 43065

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2009
Settled
Other Business Activities

Nicolas is a co-owner of rental property in Englewood, FL since 2006, dedicating minimal time to general rental property management. This activity is not investment-related.

Employment History
Current Registrations
D.A. Davidson & CO.
June 2018 - Present · 8 yrs 3 mos
D.A. Davidson & CO.Broker
May 2018 - Present · 8 yrs 4 mos
Previous Registrations
Boenning & Scattergood, INC.Broker
September 2009 - May 2018 · 8 yrs 8 mos
RBC Capital Markets CorporationBroker
March 2009 - October 2009 · 7 mos
RBC Capital Markets Corporation
March 2009 - October 2009 · 7 mos
Ferris, Baker Watts, LLC
March 2006 - March 2009 · 3 yrs
Ferris, Baker Watts, LLCBroker
March 2006 - March 2009 · 3 yrs
Stifel, Nicolaus & Company, Incorporated
August 2000 - March 2006 · 5 yrs 7 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2000 - March 2006 · 5 yrs 8 mos
Capital Securities of America, INC.Broker
October 1999 - July 2000 · 9 mos
Quantum Capital CorporationBroker
August 1999 - October 1999 · 2 mos
Michael Patterson, INC.Broker
March 1998 - August 1999 · 1 yr 5 mos
Quantum Capital CorporationBroker
April 1997 - April 1998 · 1 yr
State Registrations48 states
AKALAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPASCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.