CP
CP

Christopher Pitera

23 Years of Experience
Plantation, FL
1 DisclosureBrokerSells Insurance

Christopher Pitera is a registered investment advisor at MML Investors Services, LLC, based in Plantation, FL, with 23 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

8151 Peters Road, Suite 1700, Plantation, FL, 33324

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2020
Denied
Other Business ActivitiesSells Insurance

Christopher is an insurance agent since 2021, selling life insurance, fixed annuities, and disability insurance. This takes a few hours per week.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
December 2015 - March 2017 · 1 yr 3 mos
Msi Financial Services, INC.Broker
October 2009 - March 2017 · 7 yrs 5 mos
Brokerageamerica, LLCBroker
April 2003 - March 2004 · 11 mos
Goldman, Sachs & CO.Broker
September 2002 - April 2003 · 7 mos
Spear, Leeds & Kellogg, L.P.Broker
May 1999 - September 2002 · 3 yrs 4 mos
Blackford Securities CORP.Broker
August 1997 - May 1999 · 1 yr 9 mos
State Registrations40 states
ALAZCACOCTDCDEFLGAHIIAILINLAMAMDMEMIMNMOMSMTNCNHNJNMNYOHOKORPARISCSDTXUTVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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