RL
RL

Rocco Lepore

28 Years of Experience
Little Falls, NJ
Broker

Rocco Lepore is a registered investment advisor at Morgan Stanley, based in Little Falls, NJ, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

150 Clove Road, Little Falls, NJ, 07424

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Rocco is a sole proprietor/owner/partner of R Lepore Spa MGMT LLC since 2004, managing a resort rental. This takes minimal time and is investment-related.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
RBC Capital Markets Corporation
May 2002 - June 2009 · 7 yrs 1 mo
RBC Capital Markets CorporationBroker
March 2002 - June 2009 · 7 yrs 3 mos
Tucker Anthony IncorporatedBroker
September 1999 - March 2002 · 2 yrs 6 mos
Gibraltar Securities CO.Broker
February 1998 - September 1999 · 1 yr 7 mos
Goldman, Sachs & CO.Broker
May 1997 - January 1998 · 8 mos
State Registrations27 states
AZCACOCTDCDEFLIAILKSMAMDMIMONCNENHNJNYOHOKORPATXVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.