Polly Cordle is a registered investment advisor at St. Germain Investment Management, based in Springfield, MA, with 19 years of industry experience. Polly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 6,159 clients with $3.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5M+ | 0.60% |
Fees may be negotiable. A minimum quarterly management fee of $25 applies (prorated monthly).
Fee Estimator
Location
1500 Main St, 25th Floor, Springfield, MA, 01115-1001
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Polly owns and operates "Oh the Pollybilities," a vintage, collectibles, arts, and crafts resale business in Belchertown, MA, since 1997. This takes about 10-20% of Polly's time.
Employment History
Current Registrations
St. Germain Investment Management
Previous Registrations
St. Germain Securities, INC.Broker
Marriott Securities, LLCBroker
Resurgent Financial Advisors LLC
Encompass Financial Advisors LLC
Gordon Long Capital, LLC
M Holdings Securities, INC.Broker
Cary Street Partners
LPL Financial LLCBroker
Cary Street PartnersBroker
Marriott Securities, LLCBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.