Justin Lumiere
Justin Lumiere is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Boca Raton, FL, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
Boca Raton, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Justin is a consultant/independent contractor for ActivePure Technologies, LLC, dedicating a few hours per week to sales. He is also the President/Officer of DirectCity Media LLC, which is no longer operational but exists to collect past due accounts; this takes minimal time. Additionally, Justin works part-time for Protective Health Gear Inc, spending minimal time monthly as a middle man for N95 mask purchases.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Maxim Group LLCBroker
Mkm Partners LLCBroker
Gfi Securities LLCBroker
Summit Securities Group LLCBroker
Icap Corporates LLCBroker
Oscar Gruss & Son, IncorporatedBroker
Wako Securities(america), INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.